Santander Careers USA – Advisor Compliance

Job Description:

The Advisor, Compliance is primarily responsible for ensuring the company complies with regulatory requirements and internal policy and procedures. S/he undertakes standard reviews and escalates to senior staff where non-compliances are identified.

Job Responsibilities:

• Transfers work product into simple guidance/templates for future reference.
• Undertakes standard reviews and escalates to senior staff where non-compliances are identified.
• Coaches and reviews work of junior level Compliance professionals.
• Prepares drafting of policy and procedural documentation when control changes are made.
• Assesses procedures and policies to ensure the business units are in compliance with standard regulatory and policy requirements.
• Evaluates controls in place to ensure continuous compliance measures with laws, regulations and policies affecting the organization, recommends process improvements to management.
• Identifies systemic procedural weaknesses and additional training requirements needed to ensure compliance.
• Collaborates with team on projects and program tasks intended to improve compliance and enhance the control environment.

Job Requirements:

• Practical knowledge of corporate regulatory requirements, and factors influencing the business in which the Corporation operates.
• Advanced Microsoft Office (Excel, Word, PowerPoint, Outlook, Sharepoint) skills.
• 5-9 years Compliance, Legal, Regulatory, or Financial Services.
• Ability to quickly respond to inquiries from regulatory agencies, internal partners, and external consultants.
• Strong project management skills.
• Excellent verbal and written communication skills.
• Ability to resolve complex situations with internal clients and regulators, while maintaining a professional presence.
• Practical knowledge of key business control areas (Audit & Risk Review, Risk Management, Finance, Human Resources, and Legal) and governmental regulatory agencies.

Job Details:

Company: Santander Bank

Vacancy Type: Full Time

Job Location: Dallas, TX, US

Application Deadline: N/A

Apply Here

vacanciesforyou.net