Job Description: The Advisor, Compliance is primarily responsible for ensuring the company complies with regulatory requirements and internal policy and procedures. S/he undertakes standard reviews and escalates to senior staff where non-compliances are identified. Job Responsibilities: Transfers work product into simple guidance/templates for future reference. Undertakes standard reviews and escalates to senior staff where non-compliances are identified. Coaches and reviews work of junior level Compliance professionals. Prepares drafting of policy and procedural documentation when control changes are made. Assesses procedures and policies to ensure the business units are in compliance with standard regulatory and policy requirements. Evaluates controls in place to ensure continuous compliance measures with laws, regulations and policies affecting the organization, recommends process improvements to management. Identifies systemic procedural weaknesses and additional training requirements needed to ensure compliance. Collaborates with team on projects and program tasks intended to improve compliance and enhance the control environment. Job Requirements: Practical knowledge of corporate regulatory requirements, and factors influencing the business in which the Corporation operates. Advanced Microsoft Office (Excel, Word, PowerPoint, Outlook, Sharepoint) skills. 5-9 years Compliance, Legal, Regulatory, or Financial Services. Ability to quickly respond to inquiries from regulatory agencies, internal partners, and external consultants. Strong project management skills. Excellent verbal and written communication skills. Ability to resolve complex situations with internal clients and regulators, while maintaining a professional presence. Practical knowledge of key business control areas (Audit & Risk Review, Risk Management, Finance, Human Resources, and Legal) and governmental regulatory agencies. Job Details: Company: Santander Bank Vacancy Type: Full Time Job Location: Dallas, TX, US Application Deadline: N/A Apply Here vacanciesforyou.net
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