Job Description: You will take on responsibility for delivering timely and thorough compliance testing reports as detailed in the annual testing program covering all Investment services business functions. You will support the UK Head of Compliance Testing in assessing the current/emerging risks concerning the local business to enable determination of the structure and composition of the annual testing programme. Job Responsibilities: Alert management including the Chief Risk Officer and / or the EMEA Chief Risk Officer immediately of any significant changes to business risks and internal control effectiveness. Ensure that all compliance testing is completed in accordance with the annual testing program on time and to a high standard in line with the global compliance testing methodology. Represent Compliance at internal meetings and Committees where required. Training and supporting other members of the team. Represent Compliance on external committees, working groups, and trade body seminars if required to do so. Proactively chase outstanding and overdue issues and reflect updates on Proact in line with the requirements of the global methodology. Represent Compliance at client meetings where required to provide updates in respect to testing. Ensure that all findings identified within an allocated review are accurately recorded on Proact and that proactive actions are taken to ensure satisfactory resolution of issues raised. Job Requirements: A compliance qualification would be a distinct advantage. Focused attitude to work with the ability to constantly meet deadlines while ensuring attention to detail, and high level of accuracy. Superior interpersonal and communication skills. Degree educated or a strong academic/professional work record with particular preference for Compliance and/or Legal, Audit, Risk background. Good report writing and presentation skills. Must be able to understand and apply outcome-focused regulation and have a sound risk awareness whilst maintaining an awareness of commercial pressures on the firm. Proven experience in the UK Financial Sector, preferably with a background in Compliance Testing or Internal Audit. Good PC skills (Microsoft Excel and Word essential – PowerPoint useful). Job Details: Company: BNY Mellon Vacancy Type: Full Time Job Location: Manchester, England, UK Application Deadline: N/A Apply Here vacanciesforyou.net
Vacancies For You | Latest Job Opportunities 2025
